Important Disclosures
This section provides regulatory and general disclosures in accordance with the requirements prescribed under the SEBI (Investment Advisers) Regulations, 2013.
Investment advisory services are provided on a fee-based model in a fiduciary capacity, with a focus on transparency, suitability, and acting in the best interests of clients.
Advice is provided only to clients who are formally onboarded under an Investment Advisory Agreement and after completion of risk profiling and suitability assessment.
Investment Adviser Details
Name: Rachna Chauhan
Type: Individual Investment Adviser
SEBI Registration Number: INA000014632
Registration Validity: Perpetual
Regulatory Disclaimer
Registration granted by SEBI, certification from NISM, and compliance with regulatory requirements do not guarantee the performance of the Investment Adviser or assure returns to investors.
Investments in securities markets are subject to market risks. Investors are advised to read all related documents carefully before investing.
Nature of Services
Investment advisory services are provided on a fee-based model. The Individual Investment Adviser does not undertake distribution or execution of financial products.
All investment decisions and transaction approvals remain solely with the client.
Fee Structure
Fees for investment advisory services are charged on a fee-based model and are agreed upon with clients through the Investment Advisory Agreement, in accordance with applicable regulatory guidelines.
All fees are received directly from clients. No commissions, referral fees, or consideration are received from any third party in connection with advisory services.
Conflict of Interest
The Investment Adviser follows a fiduciary approach and is committed to acting in the best interests of clients.
Any actual or potential conflict of interest is identified, disclosed to the client in a timely manner, and managed to ensure fair treatment of all clients.
Disciplinary History
There are no disciplinary actions or proceedings initiated or pending against the Investment Adviser by any regulatory authority as on date.
Associated / Group Entities
The Investment Adviser does not have any associated or group entities engaged in distribution or execution of financial products.
Investor Complaints Disclosure
Details of investor complaints received and resolved are updated on a monthly basis and disclosed on the website in accordance with regulatory requirements.
Grievance Redressal Mechanism
In case of any concern or grievance regarding the advisory services, clients are encouraged to reach out using the “Get in Touch” option on the website with the subject line “Advisory Complaint”, or by writing to the email address mentioned in the escalation matrix.
All complaints are reviewed with due attention and seriousness, and efforts are made to resolve them in a fair and transparent manner. A response will be provided within 21 working days, and communication for grievance resolution will generally be conducted through email.
If the response is not received within the specified time or is not satisfactory, the complaint may be escalated as follows:
SEBI SCORES Platform
Investors may lodge their complaint through the SEBI SCORES (Securities and Exchange Board of India Complaints Redress System), a web-based centralized grievance redressal system for facilitating effective and time-bound resolution of investor complaints:
https://scores.sebi.gov.in
Physical Communication (if required)
Office of Investor Assistance and Education
Securities and Exchange Board of India
SEBI Bhavan, Plot No. C4-A, ‘G’ Block
Bandra-Kurla Complex, Bandra (E)
Mumbai – 400 051
Additional Regulatory Mechanisms
• SEBI Online Dispute Resolution (ODR) mechanism may be used for resolution of disputes, if required
• The Investment Adviser is subject to oversight by the Investment Adviser Administration and Supervisory Body (IAASB)
Accessibility and Inclusivity
In accordance with the Rights of Persons with Disabilities (RPwD) Act, 2016 and applicable regulatory circulars, efforts are made to ensure that investor-facing services and communication are accessible to persons with disabilities (PwDs). Accessibility compliance is undertaken, wherever applicable, in line with regulatory requirements.
General Disclaimer
Information provided on this website is for investor awareness purposes only and should not be construed as investment advice or solicitation.
Investment decisions should be made based on individual financial circumstances and after formal engagement with the Investment Adviser.
